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Research and Public Policy : Social and Public Policy Research

The Independent Institute

Enlightening ideas for public policy

four stars

95.63

100 Swan Way Oakland, CA 94621
tel: (510) 632-1366   Web Site
EIN: 94-3008370

Board Leadership
John Hagel III & Peter A. Howley
Co-Chairs

CEO
David J. Theroux
Founder, President, CEO

 
 
  Score
(out of 100)		 Rating
Overall Score & Rating 95.63 four stars
  Financial 95.29 four stars
  Accountability & Transparency 96.00 four stars
This rating was published 06/01/2017 and includes data from FY2016, the most recent 990 received at that time.
Why isn't this based on more recent data?

Learn more about how we calculate the overall score and rating.

Financial

four stars

95.29

Accountability & Transparency

four stars

96.00

This rating was published 06/01/2017 and includes data from FY2016, the most recent 990 received at that time.
Why isn't this based on more recent data?
Overall Rating Chart
  Program Expenses
(Percent of the charity’s total expenses spent on the programs
and services it delivers)		 85.5%
  Administrative Expenses 6.5%
  Fundraising Expenses 7.8%
  Fundraising Efficiency $0.06
  Working Capital Ratio (years) 3.23
  Program Expenses Growth 5.3%
  Liabilities to Assets 0.8%
All data for Financial Performance Metrics calculations was provided by The Independent Institute on recent 990s filed with the IRS.
All data for Financial Performance Metrics calculations was provided by The Independent Institute on recent 990s filed with the IRS.
Information Provided on the Form 990  
  Independent Voting Board Members
  No Material diversion of assets
  Audited financials prepared by independent accountant
  Does Not Provide Loan(s) to or Receive Loan(s) From related parties
  Documents Board Meeting Minutes
  Provided copy of Form 990 to organization's governing body in advance of filing
  Conflict of Interest Policy
  Whistleblower Policy
  Records Retention and Destruction Policy
  CEO listed with salary
  Process for determining CEO compensation
  Board Listed / Board Members Not Compensated
Is the following information easily accessible on the charity's website?  
  Donor Privacy Policy
  Board Members Listed
  Audited Financials
  Form 990
  Key staff listed

Highly Rated

Charity Name & State Overall Score Overall Rating
The Independent Institute (CA) 95.63 four stars
The Great Plains Institute (MN) 95.98 four stars
Resources for the Future (DC) 88.53 three stars
National Skills Coalition (DC) 88.81 three stars
Iowa Citizens for Community Improvement (IA) 88.56 three stars

Compare These Charities (Highly Rated)

The Independent Institute transcends the all-too-common politicization and superficiality of public policy research and debate, redefines the debate over public issues, and fosters new and effective directions for government reform. In order to fully understand the nature of public issues and possible solutions, the Institute's program adheres to the highest standards of independent scholarly inquiry. The Institute's program is pursued to rigorous standards without regard to any political or social biases. The resulting studies are published and widely distributed as books, articles in The Independent Review, Policy Reports, Working Papers, and other publications.

REVENUE  
Contributions  
   Contributions, Gifts & Grants $4,604,999
   Federated Campaigns $0
   Membership Dues $0
   Fundraising Events $0
   Related Organizations $0
   Government Grants $0
Total Contributions $4,604,999
   Program Service Revenue $52,206
Total Primary Revenue $4,657,205
   Other Revenue $79,202
TOTAL REVENUE $4,736,407
   
EXPENSES  
   Program Expenses $2,362,048
   Administrative Expenses $146,539
   Fundraising Expenses $212,802
TOTAL FUNCTIONAL EXPENSES $2,721,389
   
Payments to Affiliates $0
Excess (or Deficit) for the year $2,015,018
   
Net Assets $8,566,279

Program names and associated costs are listed for the top programs as reported on the charity's most recently filed Form 990. The top programs displayed will include the largest three programs, or those programs covering at least 60% of the charity's total expenses, whichever comes first.

Program Name Amount Spent % of Program Expenses
Research and Publications $1,504,494 63.7%
Education and Conferences $653,090 27.6%
Student Programs $204,464 8.6%

Ratings History
The Independent Institute has received 3 consecutive 4-star ratings from Charity Navigator.

Form 990 FYE Date Published Overall Score Overall Rating
CN 2.1
2016-06 06/01/2017 95.63 four stars
2015-06 06/01/2016 95.82 four stars
 
CN 2.0
2015-06 03/01/2016 93.07 four stars
2014-06 11/01/2015 91.37 four stars
2013-06 03/01/2015 87.47 three stars
2013-06 02/01/2014 87.29 three stars
2012-06 07/01/2013 85.62 three stars
2011-06 05/01/2012 84.10 three stars
2010-06 09/20/2011 80.71 three stars
 
CN 1.0
2010-06 07/01/2011 79.06 two stars
2009-06 06/01/2010 76.30 two stars
2008-06 05/01/2009 88.86 three stars
2007-06 10/01/2008 91.62 four stars
2006-06 05/01/2007 96.59 four stars
2005-06 09/01/2006 97.45 four stars
2004-06 04/01/2005 94.00 four stars
2003-06 11/01/2004 96.65 four stars

The data displayed on this tab is provided by the IRS in the form of Publication 78 and the Business Master File (BMF).

EIN 94-3008370
Name in IRS Master File INDEPENDENT INSTITUTE
NTEE Code [Not Provided by IRS]
NTEE Classification [Not Provided by IRS]
NTEE Type [Not Provided by IRS]
Classification Charitable Organization
Subsection 501(c)(3)  (View the list of codes)
Activities (149) Other instruction and training
Foundation Status Organization which receives a substantial part of its support from a governmental unit or the general public   170(b)(1)(A)(vi)
Deductibility Contributions are deductible
Affiliation Central - the organization is a central type organization (no group exemption) of a National, Regional or Geographic grouping of organizations.
Group Name [Not Applicable]
Ruling Date May, 1986
Filing Requirement 990 (all other) or 990EZ return
Fiscal Year End June
IRS Forms 990
(provided courtesy of Foundation Center)		 (Log In or Register Now to View Forms 990!)
  • June, 2016
  • June, 2015
  • June, 2014
  • June, 2013
  • June, 2012

The data displayed in this profile is provided by the IRS for free in the form of Publication 78 and the Business Master File (BMF).

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Compensation % of Expenses Paid to Title
$49 0.00% David J. Theroux President
Other Salaries of Note
$127,052 4.66% Ivan Eland Senior Fellow
$104,025 3.82% Martin Buerger COO

The Independent Institute transcends the all-too-common politicization and superficiality of public policy research and debate, redefines the debate over public issues, and fosters new and effective directions for government reform. In order to fully understand the nature of public issues and possible solutions, the Institute's program adheres to the highest standards of independent scholarly inquiry. The Institute's program is pursued to rigorous standards without regard to any political or social biases. The resulting studies are published and widely distributed as books, articles in The Independent Review, Policy Reports, Working Papers, and other publications.

Highly Rated

Charity Name & State Overall Score Overall Rating
The Independent Institute (CA) 95.63 four stars
Families USA Foundation (DC) 88.62 three stars
Mackinac Center (MI) 92.22 four stars
Partnership for Public Service (DC) 92.92 four stars
National Institute on Money in State Politics (MT) 97.17 four stars

Compare These Charities (Highly Rated)

This charity has an official representative registered with Charity Navigator.

Charity Contact Info

The Independent Institute
100 Swan Way
Oakland, CA 94621
tel: (510) 632-1366
fax: (510) 568-6040
EIN: 94-3008370

Visit Web Site

Board Leadership

John Hagel III & Peter A. Howley
Co-Chairs

CEO

David J. Theroux
Founder, President, CEO

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